Search
Japan's Financial Services Agency Proposes Penalties for Moomoo, a Brokerage Under Futu Holdings
9 hour ago /
Read about 0 minute
Author：小编
While being seriously investigated and rectified in China, Moomoo Securities Co., Ltd., a Japanese brokerage under Futu Holdings, was recently named by Japanese regulators. On June 5, the Securities and Exchange Surveillance Commission of Japan released the inspection results of Moomoo Securities, identifying multiple issues in areas such as the sale of Japan's individual investment tax-exempt account system NISA, customer asset transfers, anti-money laundering reviews, and system risk management. The commission recommended that regulatory bodies such as the Japan Financial Services Agency impose administrative penalties on the company.
-
C114 Communication Network -
Communication Home
7 X 24 Track global technological trends
